Includes bibliographical references and index.
|Statement||David L. Johnston, Kathleen Doyle Rockwell.|
|Contributions||Rockwell, Kathleen Doyle.|
|The Physical Object|
|Pagination||xli, 356 p. ;|
|Number of Pages||356|
Canadian Securities Regulation Paperback – January 1, by C.C. David Johnston (Author) See all formats and editions Hide other formats and editions. Price Author: C.C. David Johnston. At CSI, the well-being of our valued learners and employees is our highest priority. Given the seriousness of the Coronavirus (COVID) and the danger of contagion, effective Ma , we have suspended all in-person exams in Canada and internationally until further here to read more about the precautionary actions we are taking during these difficult times. Discover the best Securities Law in Best Sellers. Find the top most popular items in Amazon Books Best Sellers. ISBN: OCLC Number: Description: lxi, pages ; 24 cm: Contents: Philosophy of securities regulation --History of securities regulation --Scope of securities regulation --Machinery --Distribution --The prospectus --Continuous disclosure --Distribution exemptions --Insider trading --Take-over bids --Statutory civil liability and class actions --The licence.
Subject to certain exemptions, a person is prohibited from acquiring greater than 20 per cent of the voting securities of a reporting issuer unless that person first complies with the take-over bid rules of Canadian securities law, which require that an offer to acquire securities be made to all shareholders. Take-over bids. David Johnston, Kathleen Doyle Rockwell and Christie Ford. edition. 5th ed. Canadian Securities Regulation Home / Canadian Securities Regulation / Blog / Canadian Securities Regulation The term “securities” designates a class of assets that conventionally includes shares in corporations, interests in partnerships, debt instruments such as bonds and financial derivatives. When the invitation came in to co-author the fifth edition of Canadian Securities Regulation (LexisNexis), the main textbook in the field since , Professor Cristie Ford felt exceptionally honoured. The call to join the project came from its original author, His Excellency the Right Honorable David Johnston, former law professor and now Governor General of Canada; and from .
Canadian Securities Regulation: Issues And Challenges of securities regulation and highlights the current problems of the Canadian securities market. s, Emer ging Stock M arket Fac t Book. Securities regulators from each of the 10 provinces and 3 territories in Canada have teamed up to form the Canadian Securities Administrators (CSA). The CSA protects Canadian investors from unfair, improper, or fraudulent practices and fosters fair and efficient capital markets. Learn more» Latest Disciplined List. Latest Disciplined List. The Canadian Securities Administrators (CSA) is an umbrella organization of Canada's provincial and territorial securities regulators whose objective is to improve, coordinate and harmonize regulation of the Canadian capital markets. 2 Structure  Policy Coordination Committee. Secretariat. IT Systems Office. 3 Mission of the CSA . Recognized as the industry benchmark, the Canadian Securities Course Option 1: If you book and write your exam prior to July 1, , you can study for the exam using only your original course material. The Regulation and Structure of Exchange-Traded Funds.